Search for: "United States Securities and Exchange Commission v. Bied"
Results 1 - 20
of 20
Sorted by Relevance
|
Sort by Date
10 May 2011, 9:00 am
Ratifications were exchanged on December 5, 1963. [read post]
2 Jun 2011, 1:00 pm
This provision is added as Article 1 bis of the 1999 Mutual Legal Assistance Treaty. [read post]
10 May 2011, 1:00 pm
Article 24 provides that the Treaty will enter into force immediately upon the exchange of the instruments of ratification. [read post]
12 Apr 2011, 5:00 pm
Ratifications exchanged at Ottawa on March 22, 1976. [read post]
2 Sep 2022, 6:30 am
Securities and Exchange Commission, on Sunday, August 28, 2022 Tags: Disclosure, Misconduct, SEC, SEC rulemaking, Securities regulation, Whistleblowers Statement by Chair Gensler on Final Amendments to the Whistleblower Program Posted by Gary Gensler, U.S. [read post]
18 Aug 2009, 6:18 am
The Submitting Professors welcome the opportunity to provide comments to the Securities and Exchange Commission (the "SEC") on its proposed rule Facilitating Shareholder Director Nominations (the "Proposed Rule"). [read post]
24 Jul 2014, 4:34 am
It appears that Fokker deliberately misused this exception to justify shipments from the United States. [read post]
27 Oct 2011, 11:34 am
Another tool to avoid regulatory arbitrage is cross-border bi-lateral meetings between regulators to engage in the informal exchange of views. [read post]
10 Apr 2012, 3:01 pm
Study on the impact of State Blue Sky laws on Regulation A offerings.TITLE V--PRIVATE COMPANY FLEXIBILITY AND GROWTHSec. 501. [read post]
24 Nov 2020, 5:48 am
192/18, Commission v Poland; C? [read post]
25 Nov 2019, 2:14 am
As a legal construct, BRI can be understood as the aggregation of an increasing number of bi-lateral and multi-lateral trade, friendship, and cooperation agreements between foreign states and China. [read post]
22 Dec 2008, 10:30 pm
Issue: Whether under United States v. [read post]
21 Dec 2016, 7:19 am
The United States Supreme Court upheld a whistleblower’s claim in Universal Health Services v. [read post]
22 Apr 2022, 5:01 am
” In a similar vein, a document leaked on Twitter at the end of March revealed that China and the Solomon Islands may be on the verge of signing a security agreement that would allow the Solomon Islands to call upon the Chinese government to provide military and law enforcement personnel to maintain “social order” in exchange for China’s ability to use the archipelagic state for “logistical replenishment,” “stopover” and… [read post]
16 Apr 2020, 4:55 am
However, such would-be networks generally cannot freely distribute their tokens to potential users due to existing federal and/or state securities laws. [read post]
20 Jun 2008, 8:47 am
OR STATE GOVERNMENT WORKS [read post]
11 Feb 2008, 12:00 am
Lawyer Over Opinion Letter
The Recorder
A California lawyer incurred the Securities and Exchange Commission's ire for an opinion letter that led to a client's pump-and-dump stock scheme. [read post]
25 Jun 2010, 9:22 am
Thus, the Office would be required to provide independent periodic reports to Congress on the state of the financial system. [read post]
How Has Blockchain Technology Fared in China? –from a case study of LRB to the most recent NFT cases
27 Mar 2023, 9:50 am
Another difference between R-Space and marketspaces in the United States is that trading between consumers is prohibited. [read post]
14 Apr 2010, 11:27 am
Securities and Exchange Commission (“SEC”) issued Interpretive Release No. 33-9106 on February 2, 2010 in order to provide guidance to public companies of the agency’s disclosure requirements regarding climate change issues. [read post]
